Obtaining a brokerage license in Germany | Law&Trust International

Brokerage license in Germany

Obtaining a brokerage license gives the opportunity to carry out activities, subject to low taxation, while also submitting minimum reporting statements, in various countries via the Internet. In the German Forex market, supervision of the activities of participants is carried out by such organization as the BaFin (German Federal Financial Supervisory Authority).

The BaFin is the most stringent regulator in Europe. It controls the activity of brokers in real-time mode, monitors compliance with the standards and ensures the stable functioning of financial markets.

If the company managed to get permission for brokerage activity in Germany, it can confidently be referred to the list of the most reliable market participants, which conducts absolutely "transparent" and safe activities for investors.

Forex license in Germany

Features of obtaining:

  • Obtaining a brokerage license in Germany is subject to the observance of various standards developed by the BaFin. Legal regulation of the financial services market of the country is characterized by a complex multi-level structure and has an extensive list of normative acts. First of all, the regulatory framework of the BaFin is aimed at:

    • Combating insider trading and illegal manipulation, monopolization of the financial market;
    • Protection of interests of investors and compliance with financial obligations by brokers.
    • Full disclosure of financial statements and compulsory provision of information required by and necessary for the BaFin, investors and general public by the financial institutions.

    The main condition is the authorized capital in the amount of 125,000 €.
    A mandatory requirement is the presence of at least 2 local directors (Germany citizens) in the company structure.

Стоимость брокерской лицензии в Германии

Самостоятельно получить разрешение на ведение брокерской деятельности в Германии без знания нюансов законодательства этой страны практически невозможно. Значительно упрощает и ускоряет процедуру грамотное юридическое содействие. Германия является одной из самых престижных мировых юрисдикций, поэтому оформить брокерскую лицензию в этой стране обойдется несколько дороже, чем в офшорной зоне. Но если компания тщательно следит за своим репутационным статусом, стоимость затрат отходит на второй план.

При регистрации компания должна иметь достаточный размер оплаченного Уставного капитала. Помимо этого, стоит обратить внимание, что BaFin финансируется независимо от федерального бюджета, за счет пожертвования и взносов подконтрольных компаний. Эту статью расходов также необходимо оценить перед принятием решения о получении брокерской лицензии Федерального финансового Управления Германии.

The Federal Financial Supervisory Authority grants brokerage licenses only to companies that are registered on the territory of the country. In order to obtain permission for activity, the company must send a full package of documents to the BaFin, which in addition to the constituent documents (Charter/bylaws, internal regulations/instructions, etc.) includes business plan and documentation that confirms professional competence and ability to fulfill financial obligations.
After receipt of the application, the BaFin conducts an audit of the broker. In case of a positive decision, license is issued and brokerage company becomes full-fledged participant in the German brokerage market. Despite the complexity of obtaining permission from the BaFin, company with such license is the leader of brokerage market and an attractive entity for investors.

Forex license in Germany: assistance in obtaining

Law&Trust International exists on the market within a long period and renders services in all legal spheres of the international market. Highly qualified specialists provide comprehensive assistance in obtaining brokerage license in Germany and guarantee compliance with the principles of confidentiality and legality to the clients.

Individual approach to each client and extensive international connections help us to solve even the most incredible non-standard situations. We are reliable and efficient, and our prices are reasonable and relevant.

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